+91-7021849216
 
     
   
 
 
     
   
 

Fundraising, IPO Readiness & Listed ENTITY COMPLIANCE

Entity Compliance

  • Fundraising & Integrated Listing Compliance: RMA offer specialized End-to-End Fundraising Support and Integrated Listing Compliance, bridging the gap between private capital infusion and public market excellence. This includes;
    • Strategic Capital Infusion: Expert Management and end to end compliance of sophisticated capital raises using CCPS (Compulsorily Convertible Preference Shares), CCDs (Convertible Debentures), and Equity Warrants to optimize tax and dilution.
    • Statutory Structuring: Managing the end-to-end process and compliance for Rights Issues, Bonus Issues, and Private Placements.
    • Transaction Advisory: Drafting and negotiating high-stakes investment documents including Term Sheets, Shareholders Agreements (SHA), and Share Subscription Agreements (SSA).
    • Listing Compliance: Managing end to end process and compliance and co-ordaining with BSE/NSE for all approvals till trading permission and ensuring 100% adherence within the time line.
    • DD Readiness: Establishing Company's secretarial records for Due Diligence during PE/VC funding rounds to ensure a seamless due diligence process for VCs and PEs.
  • IPO Readiness, Pre & Post Listing Compliance: RMA Manage the critical transformation from a Private Limited entity to a Public Listed Corporate
    • Pre-IPO Restructuring: Managing end to end conversion of the Company re-structuring of Capital, Board, KMP and its charger documents to protect promoter rights post-listing.
    • Prospectus & Statutory Review: scrutiny and updating of secretarial data for DRHP/RHP filings and co-ordinating with Merchant Banker, RTA and Depository to ensuring the accuracy of data and information.
    • Liaison with Stock Exchanges: Co-ordinating with BSE/NSE for "In-Principle" approvals and ensuring 100% adherence to pre-listing conditions.
    • Post-Listing & SEBI (LODR) Retainership: Post-listing, RMA act as your dedicated compliance partner to maintain institutional credibility and shareholder trust:
  •  
         
    2041 Times Visited