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Secretarial Audit & Compliance Assurance Services

Provide high-end Secretarial Audit and Compliance Assurance services to ensure corporate transparency and statutory precision. Our approach focuses on identifying regulatory gaps and implementing a robust governance framework to safeguard the organization from legal penalties. Our core offerings are:

  • Statutory Secretarial Audit (u/s 204) : Audit to ensure adherence of corporate and economic laws and minimize the risks associated with non-compliance
  • SEBI Quarterly & Annual Reporting : Independent verification of Corporate Governance reports (Reg. 27), Shareholding Patterns, and Investor Grievances.
  • Specialized Certifications : Certification of Annual Returns (MGT-8), Share Transfer audits (Reg. 40(9)), and Non-Disqualification of Directors.
  • Insider Trading (PIT) Audit : Periodic Auditing of the Structured Digital Database (SDD) to ensure information integrity.
  • Annual Secretarial Compliance Report (Reg. 24A) : Independent auditing of adherence to all SEBI Regulations.
  • Legal Due Diligence : Detailed and high stake scrutiny of corporate records for entities undergoing M&A, IPOs, or Private Equity (PE/VC) funding round
  • Voluntary Compliance Audit for Unlisted Companies to ensure specific compliance as per need based of a specific client.
  • Institutional Due Diligence (DD) : As mandated by the Reserve Bank of India (RBI) for entities under Consortium or Multiple Banking Arrangements for lending bankers to verify the statutory health of the borrower.
 
     
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