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Comprehensive Compliance & Regulatory Retainership Services

Setting up a business is just the beginning. Business sustainability is directly linked to compliance integrity. Our Compliance Retainership Model is designed to provide a "Single Window" compliance ecosystem. We manage the intricate requirements of the MCA, RBI, SEBI, and Stock Exchanges, allowing the management to focus exclusively on business and its expansion.

Our Compliance Retainership Model covers comprehensive compliance under various Indian laws;

  • Corporate & Secretarial Compliance (Companies Act, 2013 & LLP Act)
    • Meeting Management: End-to-end handling of Board, Committee and General Meetings
    • Maintenance of Statutory Registers and records.
    • Annual and Periodic Filing and with ROC
    • Event-based compliance (Change in Directors, Registered Office, or Share Capital etc.)
  • Financial and Other Laws (RBI/FEMA/POSH)
    • FEMA & RBI Compliance: Filing of FC-GPR/FC-TRS for foreign investment, Annual FLA (Foreign Liabilities and Assets) returns, and ECB compliance.
    • NBFC Regulatory Framework (RBI Master Directions): Tracking and filing of monthly, quarterly, and annual returns, Credit Reporting and Outsourcing Compliance
    • POSH Act, 2013: End-to-end compliance under the POSH Act, 2013, ensuring a safe and legally protected work environment
  • Securities Laws (For Listed or prospective Listed Entities) :
    Our retainership transforms compliance into a competitive advantage by ensuring;
    • Exchange & Listing Compliance : Timely submission of Quarterly Financials, Shareholding Patterns, and Regulation 30- Event-based disclosures to Stock Exchanges
    • Insider Trading & SDD : Implementation of PIT controls, maintaining Structured Digital Databases (SDD), and managing Trading Window closures.
    • ESG & BRSR Reporting : Detailed drafting and implementation of Business Responsibility & Sustainability Reporting (BRSR) and ESG frameworks.
    • Institutional Governance : Professional management of Board/Committee meetings (Audit, NRC, SRC) and adherence to Secretarial Standards.
    • AGM & Stakeholder Management : End-to-end support for E-voting, Annual Report drafting, and seamless coordination with RTAs and Statutory Auditors.
 
     
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